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Conversion From SEC To State Registration (Geared for those managing under $100 MM)

Patrick J. Burns, Jr., JD, managing attorney of Law Offices of Patrick J. Burns, Jr., P.C., a securities law firm dedicated to assisting industry members with their legal needs presented a webinar that focused on on the following crucial areas of a conversion:

 

  1. The challenges of being state registered
  2. Examples of unique state registration requirements
  3. Upcoming Deadlines – what you need to do now
  4. Multiple state registrations  
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